Rule 144 Holding Periods
Caution: This chart assumes that the issuer has either never been a shell or, if so, has complied with Rule 144(i)(2). |
Affiliate or person selling on behalf of an affiliate |
Non-Affiliate (and has not been an affiliate during the prior three months) |
Restricted Securities of Reporting Issuers |
During six month holding period – no resales under After six month holding period – may resell in
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During six month holding period – no resales under After six month holding period but before one year – After one year holding period – unlimited public
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Restricted Securities of Non-Reporting Issuers |
During one year holding period – no resales under Rule After one year holding period – may resell in
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During one year holding period – no resales under Rule After one year holding period – unlimited public |