Resource Links

Recommended Securities Brokers

*A compliance fee is the charge by the broker or its clearing firm for (a) research to determine if the issuer of the securities has complied with the federal securities laws to enable its shareholders to use an available exemption and the Rule 144 safe harbor, (b) its analysis of the eligibility of the customer to clear the restrictive legend from the shares and (c) preparation of extensive paperwork related to the clearance process.


Nick O’Neal

Wilson-Davis & Co., Inc. (Self-clearing–$850.00 compliance fee); Does not accept stock trading below $0.002; $1,200.00 compliance review fee for stock trading between $0.002 and $0.01.

236 Main Street East
Salt Lake City, UT 84101
Mobile: (480) 980-0888
Office: (801) 532-1313
https://www.wdco.com/


Jason Adams

Key West Investments, LLC (COR Clearing–$1,000.00 compliance fee)
227 W. Valley Blvd., Suite 298-B
San Gabriel, CA 91776-3782
Direct: 619-997-5100
www.keywestinvestments.com


Damon T. Perpetua

Primary Capital LLC (COR Clearing–$1,000.00 compliance fee; Alpine Securities–$750.00 fee)
2650 N. Military Trail, Suite 210
Boca Raton, FL 33431
Direct: 561-922-7643
Main: 561-922-7644
https://primaryllc.com/


Vic Sibilla and Steve Phelps

WestPark Capital (COR Clearing–$1,000.00 compliance fee)
7377 E. Doubletree Road, Suite 288
Scottsdale, AZ 85258
Work: 480-282-3991
www.wpcapital.com


Al Pacella and Matt Ronan

ViewTrade accepts securities of NASDAQ and higher exchanges only-no microcap companies)

ViewTrade Securities, Inc. (COR Clearing $1,000.00 compliance fee)
7280 W. Palmetto Park Road, Suite 105
Boca Raton, FL 33433
1-561-620-0306, Ext. 144
1-800-350-8050, Ext. 144
www.viewtrade.com


Mackey McFarlane

JH Darbie & Co., Inc. (COR Clearing–$1,000.00 compliance fee*)
40 Wall Street, Suite 3002
New York, NY 10005
Direct line: 321.799.9105
Switchboard: 646.396.2400
www.jhdarbie.com




U.S. Securities and Exchange Commission

https://www.sec.gov



@Edgar, SEC Edgar Filings and Alerts


Recommended Stock Transfer Agents

Worldwide Stock Transfer, LLC

One University Plaza, Suite 505
Hackensack, NJ 07601
Office: 201-820-2008
Fax: 201-820-2010
www.worldwidestocktransfer.com


VStock Transfer, LLC

18 Lafayette Place
Woodmere, NY 11598
Phone: 212.828.8436
Toll-Free: 855-9VSTOCK
Fax: 646-536-3179
https://www.vstocktransfer.com/index.html


Mountain Share Transfer, LLC.

2030 Powers Ferry Road, Suite No. 212
Atlanta, Ga. 30339
Office: 303-460-1149
Fax: 404-816-8830
www.mountainsharetransfer.com


Issuer Direct Corporation

500 Perimeter Park Drive, Suite D
Morrisville NC 27560
Phone: 919-481-4000
Fax: 646-225-7104
www.issuerdirect.com


Empire Stock Transfer, Inc.

1859 Whitney Mesa Drive

Henderson, NV 89014

Phone: 702-818-5898

Fax: 702-974-1444

https://www.empirestock.com


 Recommended Investor Relations Firms

Stuart Smith

SmallCapVoice.com, Inc.

202 Walton Way, Suite 192
Cedar Park, TX 78613
1-512-267-2430
https://www.smallcapvoice.com


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