Brokers and Transfer Agents
Recommended Securities Brokers
*A compliance fee is the charge by the broker or its clearing firm for (a) research to determine if the issuer of the securities has complied with the federal securities laws to enable its shareholders to use an available exemption and the Rule 144 safe harbor, (b) its analysis of the eligibility of the customer to clear the restrictive legend from the shares and (c) preparation of extensive paperwork related to the clearance process.
Nick O’Neal
Wilson-Davis & Co., Inc. (Self-clearing; Does not accept stock trading below $0.01. Compliance review fee for stock trading between $0.01 and $0.05 is $1,05000; and for stock trading at $0.05 or more is $850.00*).
236 Main Street East
Salt Lake City, UT 84101
Mobile: (480) 980-0888
Office: (801) 532-1313
https://www.wdco.com/
Jason Adams
Key West Investments, LLC
227 W. Valley Blvd., Suite 298-B
San Gabriel, CA 91776-3782
Direct: 619-997-5100
www.keywestinvestments.com
Damon T. Perpetua
Primary Capital LLC (Clears through Interactive Brokers. Compliance review fee is $250.00*)
2650 N. Military Trail, Suite 210
Boca Raton, FL 33431
Direct: 561-922-7643
Main: 561-922-7644
https://primaryllc.com/
Vic Sibilla and Steve Phelps
WestPark Capital (Clears through Wilson-Davis.$850.00 compliance fee); Does not accept stock trading below $0.002. Compliance review fee for stock trading between $0.002 and $0.01 is $1,200.00; for stock trading at $0.01 to $0.05 is $1,05000; and for stock trading at $0.05 or more is $850.00*)
7377 E. Doubletree Road, Suite 288
Scottsdale, AZ 85258
Work: 480-282-3991
www.wpcapital.com
Al Pacella and Matt Ronan
ViewTrade Securities, Inc. (Clears through Apex Clearing; No compliance review fee; minimum $0.50 trading price)
7280 W. Palmetto Park Road, Suite 105
Boca Raton, FL 33433
1-561-620-0306, Ext. 144
1-800-350-8050, Ext. 144
www.viewtrade.com
Mackey McFarlane
JH Darbie & Co., Inc. (Clears through Vision Clearing–$1,500.00 compliance review fee*)
40 Wall Street, Suite 3002
New York, NY 10005
Direct line: 321.799.9105
Switchboard: 646.396.2400
www.jhdarbie.com
U.S. Securities and Exchange Commission
@Edgar, SEC Edgar Filings and Alerts
Recommended Stock Transfer Agents
Worldwide Stock Transfer, LLC
One University Plaza, Suite 505
Hackensack, NJ 07601
Office: 201-820-2008
Fax: 201-820-2010
www.worldwidestocktransfer.com
VStock Transfer, LLC
18 Lafayette Place
Woodmere, NY 11598
Phone: 212.828.8436
Toll-Free: 855-9VSTOCK
Fax: 646-536-3179
https://www.vstocktransfer.com/index.html
Mountain Share Transfer, LLC.
2030 Powers Ferry Road, Suite No. 212
Atlanta, Ga. 30339
Office: 303-460-1149
Fax: 404-816-8830
www.mountainsharetransfer.com
Issuer Direct Corporation
500 Perimeter Park Drive, Suite D
Morrisville NC 27560
Phone: 919-481-4000
Fax: 646-225-7104
www.issuerdirect.com
Empire Stock Transfer, Inc.
1859 Whitney Mesa Drive
Henderson, NV 89014
Phone: 702-818-5898
Fax: 702-974-1444
Recommended Investor Relations Firms
Stuart Smith
SmallCapVoice.com, Inc.
202 Walton Way, Suite 192
Cedar Park, TX 78613
1-512-267-2430
https://www.smallcapvoice.com