Protecting your privacy is important to us. The Rules of Professional Conduct of the Arizona Supreme Court require Logan Law Firm PLC to carefully guard the confidentiality of all information that you provide to us. When Logan Law Firm PLC consults with securities attorneys outside of our firm regarding legal issues, we do not reveal the identity of the shareholder or that of shareholder’s authorized representative without prior permission from shareholder.
Confidentiality of Information and communications with clients.
ER 1.4(a) of Rule 42, Rules of the Arizona Supreme Court, provides, in relevant part, that “(a) lawyer shall: (1) promptly inform the client of any decision or circumstance with respect to which the client’s informed consent … is required …; (2) reasonably consult with the client about the means by which the client’s objectives are to be accomplished; (3) keep the client reasonably informed about the status of the matter; (4) promptly comply with reasonable requests for information….”
ER 1.6 of Rule 42 allows a lawyer to make disclosures to third parties (such as a broker-dealer, stock transfer agent or Issuer involved in the sale of restricted securities owned by the shareholder) that are “impliedly authorized in order to carry out the representation….” This firm keeps clients informed of the status of matters being handled for them by communications with their broker-dealer. To assure compliance with our ethical responsibilities to shareholder, we require the shareholder’s broker-dealer to make representations on this site regarding its authority to act on behalf of shareholder. The shareholder should not hesitate to directly contact this firm regarding any services being performed for the shareholder.
When you use the services of Logan Law Firm PLC, you will provide information about yourself, the broker-dealer where your account has been established, the issuer of the restricted securities and the issuer’s stock transfer agent. The required information includes telephone numbers and e-mail addresses of those entities and individuals employed by them. This information is used by Logan Law Firm PLC exclusively to communicate with the shareholder, the broker-dealer, the issuer and the stock transfer agent regarding the proposed resale of securities. This information is necessary for us to provide our services to the shareholder and to process payment for the services that we will provide to your customer (our client).
Like many other commercial websites, the Rule144Letters.com website may utilize a standard technology called a “cookie” to collect information about how our site is used.
We will not use your telephone number or e-mail address to send offers of products or services to you or to anyone about whom you have provided information. The information will be used only to facilitate the proposed resale of securities, to ensure proper billing, to respond to questions from you or others involved in the proposed sale, and to inquire about your satisfaction with our service. No information will be provided to any other person or company regarding your use of the site.