Shares issued by either public or private companies may only be sold in the public markets or in a private transaction if (1) the shares are registered for resale in a current, effective registration statement or (2) there is an exemption from the requirement that the shares must be registered for resale under a current, effective registration statement available to the seller under the applicable securities laws.
To request an opinion letter meeting these requirements, please email to [email protected] (1) a current account statement from the stock transfer agent showing the shares you wish the opinion to address, (2) the agreements showing how the shares were acquired (e.g. stock purchase agreement, consulting agreement, etc.) and (3) bank records showing proof of any funds paid for the shares. Alternatively, you may call the phone number at the top of this page to discuss your situation.